Proprietary Trading of Securities and Derivatives for Derivative Brokers. Notified this 7th day of April 2015. (Mr. Vorapol Socatiyanurak) Secretary-General Office of the Securities and Exchange Commission
conditions stipulated under Paragraph 1, the Securities and Exchange Commission may revoke the granted license. Clause 11 1 Repealed. Notified this 2nd day of December 2015. -Signature- Mr. Voravidh
Notification. Clause 7 This Notification shall come into force from 16 January 2018 onwards. Notified this 29th day of December 2017. -signature- (Mr. Voravidh Champheeratana) Chairman Securities and Exchange
into force from 16 January 2018 onwards. Notified this 29th day of December 2017. -signature- (Mr. Voravidh Champheeratana) Chairman Securities and Exchange Commission
.......................................................................... 1.1 กรณีบุคคลธรรมดา (1) ชื่อ (นาย/นาง/นางสาว)..............................................ชื่อสกุล................................................. First name (Mr./Mrs./Miss)…………………………Last name
and they are showing better results in Q4 2019. Except for the many one-time provisions made this year, the Company’s overall performance going forward should be on the mend. Yours sincerely, Mr. Yeap
) ……………………………… ชื่อสกุล ........................................…... First name ( Mr./Mrs./Miss) ……………………...…. Last name ………………………….. (ชื่อ-สกุลเดิม) (ถาม)ี ………………………………………………………………….……… Former name (if any