that unnecessarily hinder fundraising efforts. The meeting concluded with a consensus that strong and genuine cooperation from all stakeholders—both public and private sectors—is crucial to effectively

market. The event gave an opportunity to gain knowledge and experience as well as to exchange views among the SEC, researchers, educational institutions, businesses in the capital market, and both public

The Securities and Exchange Commission (SEC), in collaboration with nine partner organizations from the public and private sectors, co-organized the "Winner Announcement & Showcase" as part of the

Private Perspectives)  โดยนางสาวรื่นวดี สุวรรณมงคล เลขาธิการ ก.ล.ต. ได้รับเชิญให้กล่าวปาฐกถาพิเศษ เรื่อง “กฎหมายการต่อต้านการให้สินบนข้ามชาติกับตลาดทุนไทย” และนายธวัชชัย พิทยโสภณ ผู้ช่วยเลขาธิการ ก.ล.ต

inspections on the company’s business undertakings in its capacity of private fund management as licensed under Type C Securities Business License, it was found that the company: (1) had presented false and

the proposals on the calculation of subordinated facility to support an immediate increase in transactions, as well as the calculation of digital asset business risk and business suspension for any

advised by SEC to accelerate the following, four main issues.(1) Considering appropriate legal basis that will be used to process personal data in the organization and producing a corporate’s private

) securities brokerage, securities dealing, securities underwriting, mutual fund management and securities borrowing and lending (SBL) (currently only investment advisory and private fund management businesses

“Cybersecurity Incident Playbook: Priorities & Best Practices”, which will be graced by the presences of honorable speakers from private sector and SEC Assistant Secretary-General Kumpol Sontanarat   will give

, private fund management business, derivatives agent business, derivatives dealing business, derivatives advisory service, and derivatives fund management business, and the newly added securities