The SEC announced that the Excellent rating under the 2025 qualitative assessment framework of the CRMS was awarded in the area of budget expenditure, specifically for the purchase, sale, and

Mr. Thanat Busayapoka During 23 - 31 July 2015, Mr. Thanat Busayapoka aided or abetted Mr. Thaksa Busayapoka, who knew or possesed the inside information about the sale and purchase agreement of Thai

Ms. Benjamas Dhammarungruang During 28 July to 1 October 2015, Ms. Benjamas aided or abetted Mr. Jajjai Dhammarungruang, who knew or possesed the inside information about the sale and purchase

Ms. Anootree Nerngchamnong During 22 July to 8 October 2015, Miss Anootree Nerngchamnong aided or abetted Mr. Kavivud Nerngchamnong, who knew or possesed the inside information about the sale and

sale and purchase agreement of Thai Plaspac Public Company Limited (TPAC) securities among Modernform Group Public Company Limited ,the major shareholder of TPAC, (Securities Seller) and the Lohia family

Limited (“CCSP”), shall be liable for CCSP's offering for sale of newly issued securities in the category of promissory note between 19 July 2018 to 30 October 2020, without approval from the SEC

Ngern Tid Lor Public Company Limited's offering to sale newly issued securities in the category of Bill of Exchange (B/E) without approval from the SEC Office by submitted an incomplete registration

Company Limited's offering to sale newly issued securities in the category of Bill of Exchange (B/E) without approval from the SEC Office by submitted an incomplete registration statement (FORM 69-PP

Facebook account, demonstrating an intention to provide services to customers in public. In this regard, there was no evidence indicating that purchase or sale orders were routed through any digital asset

liable for UOB’s failure to prepare and submit the report on the sale results of structured notes offered to Institutional or High Net Worth investors (II&HNW) through the transmission system of the