prohibited characteristics of the similar case in the past; (d) the intention to violate or failure to comply with the relevant law, rules or related regulations; (e) other posterior behaviors such as giving
derivatives broker from securities or instrument issuer within appropriate time. Derivatives broker shall not declare its intention to employ the client’s right and benefits without client’s permission or
the custody of derivatives broker from securities or instrument issuer within appropriate time. Derivatives broker shall not declare its intention to employ the client’s right and benefits without
securities or instrument issuer within appropriate time. Derivatives broker shall not declare its intention to employ the client’s right and benefits without client’s permission or consent in writing. Clause 7
; (4) a photocopy of the minutes of the meeting of the existing trade association showing the meeting’s resolution regarding its intention to become an association related to securities business; (5) a
) are categorised into: companies that have declared their intention to join CAC, and companies certified by CAC. 4 The Stock Exchange of Thailand : the record of listed companies with corporate
: companies that have declared their intention to join CAC, and companies certified by CAC. 4 The Stock Exchange of Thailand : the record of listed companies with corporate sustainable development "Thai
their intention to join CAC, and companies certified by CAC. 4 The Stock Exchange of Thailand : the record of listed companies with corporate sustainable development "Thai sustainability Investment 2021