the same meaning as defined in the Notification of the Capital Market Supervisory Board governing qualifications and prohibited characteristics of directors and executives of securities company. (2
meaning as defined in the Notification of the Capital Market Supervisory Board governing qualifications and prohibited characteristics of directors and executives of securities company. (2) “Property Fund
The key points of the amendments to the qualifications of bondholder representatives are as follows: (1) A securities company licensed to operate securities brokerage business, securities
The key points of the amendments to the qualifications of bondholder representatives are as follows: (1) A securities company licensed to operate securities brokerage business
Currently, rules on providing investor services and communication of securities company regarding offering for sale of high-risk or complex capital market products do not cover the provision of NC
Bangkok, October 2, 2014 - The SEC suspended {A}, a capital market investment consultant of Globlex Securities Company Limited, for trading on a securities trading account of the client without
(-Translation-) Ref. No. U.SET 030/2018 27 June 2018 Subject: Setting up of a new subsidiary To: The President The Stock Exchange of Thailand U City Public Company Limited (the “Company”) would like
(-Translation-) Ref. No. U.SET 046/2018 18 December 2018 Subject: Setting up a new subsidiary To: The President The Stock Exchange of Thailand U City Public Company Limited (the “Company”) would like
the Notification on Standard Conduct of Business; (3) a person of whom a management company could be aware that if the management company enters into a transaction for a fund with such person, the