supporting documents, except for the case that the system inspection and further consideration are needed, and the Office notifies such necessities to derivatives broker before the date of expiration of the
effect on businesses of securities company. In this case, in order to increase confidence of using back office services from service provider, the duties of securities company in arranging for these system
company. In this case, in order to increase confidence of using back office services from service provider, the duties of securities company in arranging for these system shall not be effected, which
person specified under Clause 3(1), in which case the consideration of the paid-up capital shall be in accordance with Clause 5; (2) having no reasonable ground to believe that its financial condition may
applicant is a juristic person specified under Clause 3(1), in which case the consideration of the paid-up capital shall be in accordance with Clause 5; (2) having no reasonable ground to believe that its
In case a unit offeror has failed to comply with the rules as prescribed in this Notification, the unit offeror shall comply with one or many of the following acts ordered by the SEC Office: (1) cease
specified on the website of the SEC Office. Clause 4 In case of a necessary ground causing the CIS operator to be unable to submit the sale report as prescribed under Clause 3 to the SEC Office within the
=searchcontent_th~5^10000&ps=2&mm=100&qf=title_th_default&fq=key_filetype%3Adoc&start=90&rows=10 91 - 93 of 93 results Sort by: Relevance Date (Newest) Date (Oldest) 6324pe.doc repayment as well as collateral in case