derivatives trading account in order to continue trading. She later made a summary trading report under the client’s account and sent it to the client for acknowledgement. In so doing, she concealed the trading

Currently, there are SMEs and startups with good potential for growing into large enterprises. However, they lack broad funding tools and face limitations that prevent them from listing on SET and

business sectors. In so doing, the SEC cooperates and discuss with the Association of Investment Management Companies (AIMC) to amend the regulations for calculation and announcement of net asset value

SEC to be replaced with other disclosure means, for example, disclosure of information via generally accessible channels of business operators or preparation and storage of information in a manner

opportunity for investors to select products and services suitable for their personal needs.   The SEC is therefore proposing the use of single form to reduce the burdens on investors and intermediaries

One of the objectives of the Thai capital market development plan is to enable the public to access and utilize the capital market for savings and investment purposes. SET has taken steps to

The SEC has announced the Master Blueprint for Thai capital market, which includes the launch of Distributed Ledger Technology (DLT) as the new digital platform for capital market transactions to

SEC Secretary-General Ruenvadee Suwanmongkol, as chair of the Digital Infrastructure for Capital Market Steering Committee established by the SEC, said that the Steering Committee had convened the

หัวข้อ “Gender Diversity for a Fair Business Environment” โดยได้กล่าวถึงแนวทางการดำเนินการที่สำคัญของ ก.ล.ต. ในการส่งเสริมเรื่องความเท่าเทียมกันทางเพศ ซึ่งเป็นเป้าหมายหนึ่งของเป้าหมายการพัฒนาที่ยั่งยืนของ

SEC Secretary-General said “With respect to the policy of SEC to enhance the protection for investors in the capital market, auditors and audit firms is deemed to play an important part in the