securities : Common share | Methods of Acquisition / Disposition : Transfer | Transaction Date : 28/01/2016 http://capital.sec.or.th/webapp/corp_fin2/result59c.php?cmb_comp_run_code=0000018874 List of
-account of a Thai intermediary’s omnibus account only. Moreover, investors may also transfer their investment portfolio from one Thai business operator to another Thai business operator and may transfer
for shares and transfer 720,000 baht into Apple Wealth's bank account for such purpose. Sakkarin, however, informed the company that such money belonged to another client and changed the name and phone
accounts and to transfer investment money into those accounts several times in the amount totaling 23 million baht. However, Phisit did not open the accounts for clients but used such money for securities
category of securities brokerage, securities dealing, investment advisory services, securities underwriting, but shall not include a financial institution under other law and later obtain a license to
, securities underwriting, but shall not include a financial institution under other law and later obtain a license to undertake securities business; “Full-service Branch Office” means a securities company’s
well as the individual face value of each type of debt security offered or listed. 3. Provide information about the form of the security, such as whether investors can obtain physical certificates or