securities. The consultation paper is available in Thai version only at https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=920. Stakeholders and interested parties are welcome to submit comments and
transaction confirmation evidence that must be issued by the responsible asset management company or the selling agent bank only. In case of doubts, immediate contact with the compliance unit is recommended
be reduced to only 13. As a result, the filing forms the private sector is required to submit to SEC will be lessened by 60%. The filing form reduction is expected to be complete within the second
may consider further extension. If the AGM 2020 agenda contains only matters for acknowledgement, asset management companies and REIT managers may choose to send out such information instead of
to invest via Line application or any other social media platforms to be cautious and make investments only with properly licensed intermediaries. Investors can check the list of licensed or registered
: (1) Eligible investors are institutional investors and/or high net worth investors only; (2) Eligible investment vehicles are mutual fund or trust fund (to be established by the end of 2021); (3
in all categories. Initiated in September 2019, the single form will allow investors to fill in information only once when they open an account to invest in any product in the capital market, for
when in fact GGC received only partial or no delivery of the raw materials. Nevertheless, it was recorded in the company’s accounting system that the raw materials were fully delivered. In addition
SEC would like to emphasize that digital asset businesses are regulated under the Digital Asset Business Emergency Decree. Only providers who have obtained relevant licenses under the law are allowed to
information technology to support the work-from-home routine. In the past, the rules allowed employees of business operators to perform duties from home only during emergency situations (under BCP plan), but