meeting with clients when an account is opened / the first transaction is processed, provided that the following criteria are met: (1) the financial institution is under supervision of a financial regulator
another financial institution to conduct face-to-face meeting with clients when an account is opened / the first transaction is processed, provided that the following criteria are met: (1) the financial
view that the licensee is able to show that it has: (a) already provided sound and effective arrangements for management; (b) policy and effective measures for preventing conflict of interests, leaking
the view that the licensee is able to show that it has: (a) already provided sound and effective arrangements for management; (b) policy and effective measures for preventing conflict of interests
broker to act as the client’s agent in derivatives trading, provided that the written agreement the derivatives broker has made with the client shall contain no statement which enables the derivatives
shall enter into a written agreement with the client who has assigned the derivatives broker to act as the client’s agent in derivatives trading, provided that the written agreement the derivatives broker
number of shares of the Business which will be offered under this Tender Offer; (4) a copy of the shareholders resolution of the Tender Offeror approving the Tender Offeror must be provided; (5) the Tender