e-service Online Submission See canceled document Securities Dealer Business >> Risk Control Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital Market
e-service Online Submission See canceled document Derivatives Agent >> Risk Disclosure Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital Market
e-service Online Submission See canceled document Derivatives Agent >> Risk Control Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital Market Supervisory
e-service Online Submission See canceled document Derivatives Dealer >> Risk Control Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital Market Supervisory
situation The Center for COVID-19 Situation Administration (CCSA) has announced the measures to mitigate Phase 3 starting on 1st June 2020 by re-open moderate to high risk businesses and activities which
management rules on prevention of conflicts of interest Bangkok, May 24, 2016 ? The SEC is seeking stakeholders? and public comments on a proposed amendment to the rules governing prevention and control of
loans that ACAP secured from other persons which were at the rates of 4.40% – 8.00% per annum. Furthermore, the lending period was not clear; there is a risk of default on the debt repayment; the use of
Bangkok, May 17, 2013 ? Thailand?s asset management industry received the overall score of B, ranking third behind the US and the Republic of Korea respectively in the Morningstar?s Global Investor
conjunction with (11) and (12) of the first paragraph under Clause 12 and Clause 14 of the Notification of the Capital Market Supervisory Board No. Tor Thor. 35/2556 Re: Standard Conduct of Business, Management