the Office of the Securities and Exchange Commission No. SorKhor/Nor. 7/2551 Re: Rules, Conditions and Procedures for Advertisement Related to Promotion of Sales of Investment Units and Providing of
. ----------------------------- Notification of the Office of the Securities and Exchange Commission No. SorKhor/Nor. 10/2552 Re: Rules, Conditions and Procedures for Advertisement Related to Promotion of Sales of Investment Units and
Re: Rules, Conditions and Procedures for Advertisement Related to Promotion of Sales of Investment Units and Providing of Fund Management Services _____________ By virtue of Section 98(10) and Section
any loss or damages arising from or related to its use. ----------------------------- Notification of the Office of the Securities and Exchange Commission No. SorKhor/Nor. 10/2552 Re: Rules, Conditions
สาระสําคัญของขอกําหนดวาดวยสิทธิและ หนาที่ของผูออกหุนกูและผูถือหุนกูสําหรับโครงการ MTN (master terms and conditions) และสัญญา แตงตั้งผูแทนผูถือหุนกู วิธีการในการจายดอกเบ้ียและการชําระ
requirements as follows: Clause 1 The provision of sub-clause (2) in the second paragraph of Clause 4 of the Notification of the Securities and Exchange Commission No. KorThor. 4/2543 Re: Custody of Client
the Securities and Exchange Act (No.4) B.E. 2551 specifies the duty of the Securities and Exchange Commission as the Capital Market Supervisory Board, the SEC hence sets out the requirements as follows
e-service Online Submission See canceled document Securities Brokerage Business >> Books & Records Requirements Type Title Section See Document Status Notified Date Effective Date 1. Notification of
e-service Online Submission See canceled document Securities Underwriter Business >> Books & Records Requirements Type Title Section See Document Status Notified Date Effective Date 1. Notification