investment planning for retirement; (3) Crowd Empowerment: To encourage the use of crowdsourcing whereby opinions of experienced persons may be accumulated for the crowd to make decisions more efficiently
standards, and corporate reform to streamline procedures and reduce compliance cost.SEC Secretary-General Rapee Sucharitakul said: ?Over the years, the investing public has experienced certain limitations
Experienced Staff) 96 95 94 94 94 94 94 93 93 92 92 84 ผู้แนะนำการลงทุนอาเซียน 0 0 0 0 0 0 0 1 1 1 1 1 ผู้แนะนำการลงทุนด้านโลหะมีค่า 0 0 0 0 0 0 0 0 0 0 0 0 ผู้วางแผนการลงทุน 4,228 4,255 4,267 4,294 4,317 4,360
relevant rules and regulations and professional ethics and standards, which is administered by an association or a training institute, for a period of time not exceeding two years on the date of submission
; (5) Having passed the fundamental knowledge examination on the subjects of securities and exchange laws, the relevant rules and regulations and professional ethics and standards, which is administered
investments on the basis of integrity and prudence, exercise their knowledge and expertise as professional to ensure the full protection of investors’ interest, as well as provide proper and sufficient
basis of integrity and prudence, exercise their knowledge and expertise as professional to ensure the full protection of investors’ interest, as well as provide proper and sufficient information
prudence, exercise their knowledge and expertise as professional to ensure the full protection of investors’ interest, as well as provide proper and sufficient information disclosure to investors. It is thus
establish transparent and fair membership criteria, which shall focus on the suitability, financial status, performances, readiness, capability and professional codes of ethics of the applicants. Clause 15 A