quality assessment while the capital market has grown both in term of trading volume, a number of listed companies along with the introduction of new financial instruments and complexity of management
the client. Over a year and a half, a number of orders were day trading and submitted almost every day in the speculative trading pattern by {A} who had determined the securities, amount and price. The
), submitted orders for clients to trade shares of Unique Engineering and Construction PCL., (UNIQ) in a manner that inflated the share prices. The order were split into a number of orders despite it could be
investment and asked her to take care of the trading account.Monta failed to perform her duty in compliance with the company?s rules as she, by the clients? decision, submitted a number of securities and
compliance with the company's rules as she, by the clients? decision, submitted a number of securities and derivatives trading orders via the internet from the IP address of Krungsri Securities. Those orders
Industries (F.T.I.), the Thai Chamber of Commerce, the Investment Banking Club, and participating approved auditors co-announce the launch of the second ?Pride of the Provinces? Project along with a number of
has achieved high levels of compliance in a number of key areas. The report notes that corporate governance reforms implemented in Thailand have enhanced investor trust and protected investors? rights
has achieved high levels of compliance in a number of key areas. The report notes that corporate governance reforms implemented in Thailand? have enhanced investor trust and protected investors? rights
-spending is widespread and many people start savings too late. In the future, with growing number of aged population, the problem will become even more pronounced and could affect the country?s financial
subsidiary of the Company operating publication of books and journals business), i.e. disposing 42,250,000 ordinary shares in WPS, equivalent to 84.50 percent of the total number of shares in WPS (“Shares of