Bangkok, 8 December 2023 – The Securities and Exchange Commission (SEC) has announced the appointment of the Deputy Secretary-General in charge of Corporate Communication Division to serve as the SEC
. (Acceptance and Continuance of Client Relationships and Specific Engagements) 5. (Resources) 6. (Engagement Performance) 7. (Information and Communication) 8. (Monitoring and Remediation Process)
Securities Plc., for trading securities on behalf of clients.From a routine inspection of UOB Kay Hian Securities (Thailand) Plc, the SEC probed into {A}'s case and found certain communication record
PUBLIC COMPANY LIMITED COL PUBLIC COMPANY LIMITED COM7 PUBLIC COMPANY LIMITED COMANCHE INTERNATIONAL PUBLIC COMPANY LIMITED COMMUNICATION AND SYSTEM SOLUTION PUBLIC COMPANY LIMITED COPPERWIRED PUBLIC
-General4. Ms. Waraporn Learttirakij, SEC Assistant Director of the Corporate Communication Department
as through the official communication channels of the DA business operator.
and details in this case. It is available on the SEC website at the link: www.sec.or.th/zipmexform. Earlier, the SEC instructed Zipmex to arrange a communication service system for its clients and to
, and provide a client communication service system and complaint handling services sufficiently and efficiently. ______________________
Mr. Sirisak Viriyamanpong Mr. Sirisak Viriyamanpong, Deputy Managing Director of Information and Communication Networks Public Company Limited, has changed his securities holding. In this regard, Mr
Expo Co-President 3) Mr. Santi Viriyarangsarit, Money Expo President 4) Mr. Anek Yooyuen, SEC Deputy Secretary-General 5) Ms. Jittikarn Wongkampoo, SEC Director of Corporate Communication Department