interim management discussion and analysis through the transmission system of the Stock Exchange of Thailand within the period specified in the notification of the Capital Market Supervisory Board on
report for the year 2023 (Form 56-1 One Report) through the transmission system of the Stock Exchange of Thailand within the period specified in the notification of the Capital Market Supervisory Board on
report for the year 2024 (Form 56-1 One Report) through the transmission system of the Stock Exchange of Thailand within the period specified in the notification of the Capital Market Supervisory Board on
THL’s failure to prepare and submit the Management’s Discussion and Analysis (MD&A) for the year 2021 within the period specified by the Capital Market Supervisory Board. This liability arises from
THL’s failure to prepare and submit the Annual Registration Statement / Annual Report (“Form 56-1 One Report”) for the year 2021 within the period specified by the Capital Market Supervisory Board. This
Analysis :"MD&A" through the transmission system of the Stock Exchange of Thailand within the period specified in the notification as follows : (1) MD&A for 2020 (2) MD&A MD&A for
prepare and submit On-Going Capital Requirement (CAR report) of November 2022 within DECEMBER 8, 2022 However, FL prepared and submitted the On-Going Capital Requirement (CAR report) of November 2022 to the
FL 2024 CO., LTD. FL 2024 CO., LTD. ("FL") (Former FINANCIAL LINK MUTUAL FUND BROKERAGE SECURITIES CO., LTD.) had duties to prepare and submit the Complaint report of Q2/2023 within JULY 17
Securities Brokerage : Investment Units, had duties to prepare and submit the financial statement for first period of six months of the year 2023 within October 2, 2023 However, FL prepared and submitted the
compliance unit (Head of Compliance) to the SEC through a system prepared on the website of the SEC Office within May 12, 2023. However, FL reported the discontinuation of such a person on May 16, 2023. On