consultants will be required to disclose and explain to prospective investors all important information before making investment decision such as terms and conditions, associated risks, effect on investors
appropriate and reliable supervision and investor protection. In any case, investors are advised to study details and conditions of target products thoroughly before making investment decisions. For inquiries
transactions. Witoon, who was chairman of the management committee of GLOBAL, had the decision making power over the terms and conditions of an agreement between GLOBAL and SCG Distribution Co., Ltd. (SCG), a
with normal market conditions with a view to inducing the general public to trade such securities. The aforesaid actions of Shine and others were in contravention of Sections 243(1), (2) and 244 of the
features. Such conditions may mislead investors into believing that B/E is entitled to the same protection as bank deposits when in fact transferors of B/E are subject to recourse by subsequent buyers. In
structured features. Such conditions may mislead investors into believing that B/E is entitled to the same protection as bank deposits when in fact transferors of B/E are subject to recourse by subsequent
breaches and demanded damages under the specified conditions whereby THL is obliged under the agreements to pay the damages, the SEC is of the view that THL must estimate and record the damages arising from
lift up efficiency of portfolio management under today?s dynamic financial and economic conditions. Instead of buying newly-launched bonds or adopting buy-and-hold investment strategy, the investors
are taking to supporting the business operation and also the terms and conditions are satisfied. 11. The Board of Directors had approved the date of the Annual General Meeting of Shareholders No. 1/2018