), co-hosted a seminar titled "Elevating Biodiversity Literacy and Awareness." The event aimed to enhance understanding and awareness among listed companies regarding the significance of integrated
The SEC emphasizes the significance of the roles played by the “bondholders’ representative,” who serves as a crucial mechanism for safeguarding and advocating for bondholders. The bondholders’ representative is required to comply with the Securities and Exchange Act B.E. 2535 (1992) and associated laws and regulations. Additionally, they are obligated to fulfill duties outlined in the bondholders’ representative appointment agreement, which prescribes the terms and conditions governing the obli...
The Securities and Exchange Commission (SEC), in collaboration with the United Nations Development Programme (UNDP), the Thai Listed Companies Association (TLCA), and the UN Global Compact Network Thailand (UNGCNT), organized a workshop titled "SDG-Smart Impact Measurement and Management, Class 3." Mrs. Pornanong Budsaratragoon, SEC Secretary-General, and Mr. Renaud Meyer, UNDP Resident Representative in Thailand, delivered opening remarks, welcoming 44 representatives from 26 listed compa...
The Securities and Exchange Commission (SEC), represented by Ms. Archinee Pattamasukhon, Assistant Secretary-General, delivered a keynote address at the opening of the financial seminar titled “Because Sharing is Caring – The Unsilenced Truths,” organized by the XSpring Capital Public Company Limited in collaboration with the SEC, the Stock Exchange of Thailand (SET), and the National Association of the Deaf in Thailand (NADT). The seminar aimed to help deaf individuals understand finance and in...
approaches towards Transition Finance that are appropriate for the economic and social contexts of the region. Mr. Sean Kidney, Co-founder and CEO, Climate Bonds Initiative, stated that achieving the goals
The Securities and Exchange Commission (SEC), in collaboration with the Stock Exchange of Thailand (SET), organized a seminar titled "Three Lines of Defense for Listed Companies" under the Strengthening Corporate Governance of Listed Companies Initiative. The event aimed to foster good corporate governance among listed companies as a key mechanism for enhancing trust and confidence in the Thai capital market. Mrs. Pornanong Budsaratragoon, SEC Secretary-General, and Mr. Asadej Kongsiri, SET Pres...
This webinar is the second of the series of exchanges between the Hong Kong and Thai fund industry which is co-hosted by SEC Thailand and HKIFA. The webinar aims to synergize the strengths of Hong
(ตลาดหลักทรัพย์แห่ง สปป. ลาว) พร้อมผู้บริหาร และคณะผู้บริหารจากบริษัท APMLAO Securities Co., Ltd. เนื่องในโอกาสเข้าเยี่ยมคารวะและหารือแนวทางการส่งเสริมความร่วมมือด้านตลาดทุนระหว่างสองประเทศ ณ อาคารสำนักงาน ก.ล.ต
Renaissance Fund Management is a licensee under Type C Securities Business License in addition to the Derivatives Fund Management and Advisory Services Licenses. According to the SEC’s onsite inspections on the company’s business undertakings in its capacity of private fund management as licensed under Type C Securities Business License, it was found that the company: (1) had presented false and inaccurate financial positions in the financial statements, e.g. pseudo capital increase, accounting...
Initiative for Thailand that set the direction for driving sustainable finance across the financial sector. The Board, co-led by the BOT and the SEC, consists of relevant parties from the public and private