: Approval for Personnel of Business Operators to Perform Duties of Analyzing Investment and Giving Investment Advice dated January 18, 2012. Owing to the fact that her approved investment consultant status

in the latest four consecutive quarters.  The Stock Exchange of Thailand (SET) will provide calculation and announcement lists of qualified securities at the end of each quarter.Moreover, the approval

This public hearing proposes to revise the qualifications for private funds under the definition of “Institutional Investor.” The proposal would allow private funds to be recognized as

proposal. The SEC has therefore issued the relevant regulations, with the essential points as follows:    (1)  Requiring the auditors in the capital market to be affiliated with audit firms in the capital

investing in digital assets unless they have already passed such a test. This proposal aims to reduce the burden on both ICO portals and investors by canceling the requirement for such assessment every

practices.In a matter of the proposal of agenda items by shareholders under Section 89/28 of the Securities and Exchange Act B.E. 2535 (1992), SEC considers to impose a specific period for proposing agenda

will discuss and share views on the mutual fund industry in respective countries as well as opportunities and challenges of financial technology and issues on financial sustainability. A proposal on

lay out directions for business operation in the future, (2) financing with securities collateral to facilitate operation of various businesses (or loan against securities: LAS), (3) proposal for

investors. This single form proposal would facilitate standardized filing of customer profiles and increase investors’ convenience. Based on the previous stakeholders consultation on the governing principles

to: 1.     Sustainable finance, presented by the Securities and Futures Commission, Hong Kong (SFC Hong Kong). The SEC Secretary-General supports the proposal of SFC Hong Kong in the development of