4 audit firms that is different from the audit firm performing audit service for KWI during the past three years stated above. Additionally, KWI must submit the special audit report to the SEC within

rectified financial statements. However, the SEC found that NRF has sufficient time to complete the rectification of the financial statements within the prescribed deadline. Since financial statements are

discover innovative ideas that could add value to the Thai capital market using SEC Open Data. During this final round, the participants transformed their previously proposed ideas into prototypes within

, addressing major offenses within the SEC's authority, and digital asset investment. The event was held at Mövenpick Siam Na Jomtien Pattaya Hotel, during 27-30 November 2023Individuals in the pictureMr

, volume, complexity and range of businesses and services as well as associated risks. Zipmex is required to fully comply with the order within three days as from the date on which the SEC notifies the

could not rectify the problem within the specified period, which is deemed non-compliance with Clause 9(3) of the SEC Notification No. KorThor/Nor/Khor. 14/2551 Re: Approval for Undertaking of Derivatives

planners who have to complete the training or renewal requirements by the end of this year can do so within 31 March 2021 instead. The approved renewal will be valid until 31 December 2022 according to

respondents, SEC has allowed more types of businesses within the four business groups to participate in a regulatory sandbox, as follows: (1)  Intermediaries, i.e., securities investment advisory service

Pursuant to the proposed amendments, the fee for undertaking a derivatives exchange business would be determined at the rate of 0.05 baht per contract per side for trades executed within the

to cooperate with UNDP in driving towards Sustainable Development Goals within 2030, and to implement the National Action Plan on Business and Human Rights (NAP) the first phase 2019 – 2022. The NAP