4.1 Eligible applicants (a) In respect of training course or seminar, the organizer such as training institutes or securities companies shall be the person to submit application to the Office; (b) In
submit reports on investment in or disposition of assets which requires transferring of the securities company’s money out of or into the country. Such reports shall be prepared and submitted as per the
securities company shall prepare and submit reports on investment in or disposition of assets which requires transferring of the securities company’s money out of or into the country. Such reports shall be
derivatives broker who acts as market maker of gold derivatives shall prepare and submit report on trading of securities and derivatives relating to gold in foreign countries for proprietary trading, which
derivatives exchange. Clause 2 A derivatives broker who acts as market maker of gold derivatives shall prepare and submit report on trading of securities and derivatives relating to gold in foreign countries
the business of the other party but not in the manner under (1), the party that manages fund shall submit documentary evidence to the Office to demonstrate that: (a) One party has the power to control