mutual fund under Thai securities law although utilizing different forms of instruments such as shares or trust certificates. Eligible CIS must be managed by CIS operator subject to supervision of ASEAN
Ms. Sujeera managed the financial transactions regarding their trading of TIGER's stocks. 05/01/2024 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows
and Mr. Atthavut managed the financial transactions regarding their trading of TIGER's stocks. 05/01/2024 agreed to comply with civil penalties determined by the Civil Penalty Committee as
available at www.sec.or.th and the SEC Check First application. Additionally, to verify the names of persons who are not regulated business operators under the SEC’s supervision, please visit the Investor
not regulated by the SEC, please go to Investor Alert via this link: https://market.sec.or.th/public/idisc/th/InvestorAlert.To report tips on suspicious activities, please contact the SEC Complaint
) and provide digital asset exchange services according to the type of license granted by the SEC. Additionally, they must establish connectivity with e-money operators regulated by the BOT. This
minor shall obtain a consent from the rightful representative before executing any legal acts and any acts executed by a minor without such consent shall be voidable unless regulated otherwise, etc
SEC Secretary-General Ruenvadee Suwanmongkol said: “Digital asset businesses are regulated under the Emergency Decree on Digital Asset Businesses. Only providers who have obtained relevant
settlement system, to provide transaction services to investors. SEC has found that all regulated business operators have implemented their business continuity plan to tackle possible impacts of the Covid
SEC would like to emphasize that digital asset businesses are regulated under the Digital Asset Business Emergency Decree. Only providers who have obtained relevant licenses under the law are allowed to