process organized by the SEC Office in accordance with the rules and procedures prescribed by the SEC Office when requested by the client for the settlement of civil dispute incidental to or resulting from
Business , an intermediary shall set out procedures and methods for such compilation and assessment thereof in writing, which shall at least contain details in compliance with the rules under Clause 7 or
Business, an intermediary shall set out procedures and methods for such compilation and assessment thereof in writing, which shall at least contain details in compliance with the rules under Clause 7 or
Company is required to comply with stricter requirements of the host regulator, in terms of both investment restrictions and procedures for fund management. The details of the agreement are specified in
specified in the notification of the association approved by the Office. The derivatives fund manager shall disclose to the customer investment information, results of operation, rules and procedures for
, rules and procedures for valuation of derivatives contracts, and any other information which has impact on management. The granting of approval under the first paragraph shall take into consideration the
Office together with supplementary documents according to the forms and procedures provided in the Office’s electronic system. Clause 8. The Office shall consider and make a decision relating to the