ของกองทุนรวม บำงประเภท และมีควำมสมเหตุสมผลในทำงปฏิบัติ ดังนี้ 1. ก ำหนดแนวด ำเนินกำรกรณีกองทุนรวมที่จดทะเบียนในตลำดหลักทรัพย์แห่งประเทศไทย (“ตลท.”) (“listed fund”) รวมถึงกองทุนรวมอีทีเอฟ (“ETF”) ที่มผีู้
PUBLIC COMPANY LIMITED VS: VISERVE ENTERPRISE PUBLIC COMPANY LIMITED WELL: WELL MANAGEMENT CORPORATION PUBLIC COMPANY LIMITED WHA: WHA CORPORATION PUBLIC COMPANY LIMITED WINNER: WINNER GROUP ENTERPRISE
According to the referral from the Stock Exchange of Thailand (SET), persons were found to have taken action liable to be an offense related to the sales of SQ shares by using inside information on
both opportunities and challenges to business sectors and regulatory agencies in the Thai capital market. SEC has set five goals and priorities to address two types of current key issues, namely (1
Exchange Commission No. SorThor/Nor/Dor/Khor. 11/2551 Re: Rules, Conditions and Procedures for the Establishment of Risk Management System for Business Continuity of Securities Companies By virtue of: (1
continuity management that is approved by its board of directors. Clause 4. A securities company shall establish measures to control and monitor compliance with the policy set out in Clause 3 and allocate
the Office of Securities and Exchange Commission No. Sor Thor/Nor. 45/2559 Re: Rules in the Detail of Regulations Concerning the Establishment of Risk Management System for Business Continuity of
transaction to the Stock Exchange of Thailand (the “SET”) pursuant to the Acquisition and Disposition Notifications; and (2) notify the information in writing to the shareholders of the Company within 21 days