, Director-General of the Department of Older Persons (DOP). During the panel discussion, Mrs. Tosporn Vichienchai, SEC Assistant Director of the Capital Market Education Department, highlighted the SEC’s

During the joint meeting held at the SEC Building yesterday, the SEC, led by Secretary-General Pornanong Budsaratragoon and the management, and the SET, led by President Dr. Pakorn Peetathawatchat

period for the applications for approval of the establishment and modification of SRI Funds, submitted during 1 January – 31 December 2024. This short-term measure aims to support asset management

Prior to the on-site inspection, the SEC communicated concerns with the venue owner and the event organizer, resulting in suspension of seven exhibitors’ activities. Today, during the inspection, 16

three years or upon occurrence of a widespread adverse incident;   (2) To adjust the submission schedule for the Risk Level Assessment (RLA) report and IT audit report to be within the same period (during

United Nations Guiding Principles on Business and Human Rights (UNGPs), and emphasize HRDD throughout the value chain, with the goal of integrating these practices into the 56-1 One Report. During the

new clients during the account opening process. Hence, such information must be accurate, complete, up-to-date, and clearly separated from other information. In case of significant revisions/updates

Following a report from Krungthai Zmico and SEC’s further investigation, it was found that during 22 - 24 November 2017, Niparporn placed the right to IPO allocation of three clients to the clients

Following a client’s complaint and SEC’s further investigation, it was found that during 20-27 September 2018 {A}, as investment consultant of the client, failed to inform the client of the

risk management. SEC subsequently conducted a public hearing on the approved principles during the months of April and May 2020 to which all respondents agreed with the principles for amending the repo