; 6 7. The Applicant and the Administrator of Company Account shall strictly comply with the Terms of Use under this Agreement as well as the SEC Office’s Standard Procedures for Electronic Transmission
objectives. Furthermore, our AIMC members join the group efforts to monitor and inspect listed companies that may fail to comply with the ESG criteria, guided by the AIMC ESG Policy and Collective Action
, agreeing to comply with the civil sanctions, or upon the expiry of the period of prohibiting them from holding the positions of director or executive of the company, as ordered by the SEC pursuant to the
Exchange Act (No. 5) B.E. 2559 (2016), the Civil Sanction Committee imposed the prohibition period of 10 years on each of the three offenders. In case any of the offenders refuses to comply with the civil
comply with CG practice and they are doing quite well as shown by their good scores in the CG Practice and CG Culture. Setting clear and suitable CG principles with consent from all parties will encourage
service providers. Crypto ETFs will be required to comply with the existing regulations applicable to general ETFs, as well as the rules governing mutual funds investing in digital assets. In addition
, such securities company may arrange for a person who is not an investor contact to proceed, provided that such securities company shall comply with the following rules: (1) provide information to the
may arrange for a person who is not an investor contact to proceed, provided that such securities company shall comply with the following rules: 4 Added by the Notification of the Capital Market
meet the following criteria in order to comply with the governance of information technology of the intermediary established under Clause 5: 6 (1) policy on the governance of information technology shall
to Securities & Exchange Commission, Thailand and Stock Exchange of Thailand. However, to comply with section 107 (2)(b) of the Public Limited Company Act B.E. 2535, it will be presented this matter to