misconduct occurred.Following a report of the Stock Exchange of Thailand, the SEC further probed into the case and found that {A} activated an inactive securities trading account of a client in order to submit

. Saran. Mr. Sunthorn Srimai, who was an NE director, was involved in the arrangement. The payment was made by Miss Kornrawan. This case is in the process of inquiry by the special case inquiry official

audited financial statements for the year 2019 and (2) the annual report for the year 2019 (Form 56-2, 2019) to the SEC within the specified period. In case of the audited financial statements for the year

for two years. The later, on February 18, 2020, The Appeal Court reversed the judgment of the Criminal Court, not pending for punishment and not fines. The case was deemed final. On April 10, 2018, the

fine. The jail term was suspended for two years. The later, on February 18, 2020, The Appeal Court reversed the judgment of the Criminal Court, not pending for punishment and not fines. The case was

. Saran Lertchareonwongsa. Mr. Sunthorn Srimai, who was a NE director, was involved in the arrangement. This case is in the process of inquiry by the special case inquiry official. SEC Act S.307 308 311

for an approval under this Notification except for the case of an offer for sale of newly issued shares in Thailand which will have the characteristics under Clause 7: (1) a foreign exchange where the

and nature of the businesses operated by the Company or the group of companies which comprises the Company, its subsidiaries and associates being operated or to be operated, as the case may be. The

application to the SEC Office as prescribed in Chapter 1. In case the Institution of Appraisal Profession has already been established as prescribed in Clause 17, the approval and the extension of the approval

executive of a derivatives business operator, the Office of the Securities and Exchange Commission hereby issues the following guidelines: (1) in case where the derivatives business operator appoints a new