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The Securities and Exchange Commission (SEC) participated in a seminar organized by the United Nations Development Programme (UNDP) to elevate Human Rights Due Diligence (HRDD). On behalf of the
to demonstrate collective strength and commitment to fighting against corruption under the theme, “BREAK THE CORRUPTION: Don't Participate. Don't Tolerate. Don't Ignore. United Thailand against
คุ้มครองนักปกป้องสิทธิมนุษยชนให้ดียิ่งขึ้น” ในงานเปิดตัวรายงานการศึกษาเรื่อง “การคุ้มครองนักปกป้องสิทธิมนุษยชน” ซึ่งจัดโดย United Nations Development Programme (UNDP) ร่วมกับกระทรวงยุติธรรม ณ โรงแรมพูลแมน
Authority, United Arab Emirates.
The SEC’s instruction followed the latest developments within IFEC organization, namely the resolution of IFEC Extraordinary Shareholders’ Meeting No. 1/2561, appointing new directors to fill in the
decisions on the client?s behalf. {A} claimed that the client was too busy to trade securities by himself and gave instruction on credit limits via the conversation in LINE application. {A} notified his
Gold Futures Co., Ltd. that {A} frequently failed to keep records of his clients' derivative trading orders. He also admitted taking such trading orders via mobile phone or customers' instruction in the