civil sanctions and associated procedures are available at: https://www.sec.or.th/EN/pages/lawandregulations/civilpenalty.aspx
associated procedures are available at: https://www.sec.or.th/EN/pages/lawandregulations/civilpenalty.aspx
providers. Currently, the Notification of the Securities and Exchange Commission No. Kor Thor. 19/2561 Re: Rules, Conditions and Procedures for Undertaking Digital Asset Businesses is being revised to
requirements and IT risk management system. In addition, the proposed amendments streamline licensing procedures in consistent with other securities businesses. The consultation paper is available in Thai
; (2) Clause 20 of the Draft Notification of the SEC Office No. Sor Nor. /2564 Re: Rules, Conditions and Procedures for Managing Mutual Funds for Retail Investors, Mutual Funds for Non-Retail
Commission No. Kor Thor. 18/2564 Re: Rules, Conditions and Procedures for Undertaking Digital Asset Businesses (No. 11). After publication in the Government Gazette, the Notification has become effective
support securities regulators to tackle new challenges and risks. The second FSAP included the assessment of the SEC’s roles and responsibilities regarding transparency, independence, rulemaking procedures
against securities and exchange law. This seminar is the starting point to help lawyers to be preparedness and extend their ability to advocate or advise investors on legal requirements and procedures
must be reported and the procedures for obtaining facts relating to such circumstances shall be in accordance with the Notification of the Capital Market Supervisory Board