General investors with knowledge and understanding of SMEs and startups, having the minimum amount of income or financial status as specified by SEC, provided that they purchase these shares through an
the power to allow direct access for a person other than the SET's member to purchase or sell listed securities, grant additional exemption to members to trade listed securities outside the SET, and
the two Indonesian mines due to the fact that during July ? September 2017 EARTH had used the advanced payments, the payment for the right to purchase goods, and other assets in exchange for the mining
public would face investment difficulties as they received a lot of information but could not analyze and compare a variety of investment products available or were advised to purchase individual products
ล้านบาท ซึ่งเป็นราคาขายที่พิจารณาจากมูลค่าของสัญญาซื้อขายไฟฟ้า (Power Purchase Agreement: PPA) กับการไฟฟ้าส่วนภูมิภาค (กฟภ.) เพียงฉบับเดียว ทั้งที่บุคคลทั้ง 3 ราย ทราบข้อเท็จจริงว่า OSCAR ได้รับ PPA
Jakkrit, the SEC received a complaint from a client of Asia Wealth. After further investigation, it was found that he had solicited the client to purchase securities of a company not listed on the Stock
} did not inform nor have the customer sign to confirm unit purchase orders inconsistent with the customer's risk profile. Moreover, she misled the customer into believing that an estimate return rate was
2007 to August 2010, she had traded securities through the client's account as she realized that the client did not check his trading records. In case of losses or making payment for purchase, she will
million baht. The SEC?s findings were similar to the previous investigation in that Wichai had falsified document for securities purchasing order to deceive NIPPON into paying for such fictitious purchase
โดยคณะกรรมการ ก.ล.ต. ในการประชุมครั้งที่ 16/2565 วันที่ 1 ธันวาคม 2565 ได้มีมติเห็นชอบการยกเลิกการกำหนดมูลค่าการซื้อสินทรัพย์ดิจิทัลต่อธุรกรรมขั้นต่ำ (minimum purchase) และเห็นควรปรับปรุงหลักเกณฑ์การ