/4489se.pdf - ร่าง - ) ระบบการยืนยัน และการติดตามฐานะสัญญาฯ ของลูกค้า ก) ระบบการยืนยันคำสั่งซื้อขายเป็นลายลักษณ์อักษร (paper/ electronic form) ข) ระบบการติดตามฐานะสัญญาฯ ของลูกค้าและบัญชีบริษัทเพื่อให้แน่ใจว่า
the information system (including the use of paper-based and electronic forms) to ensure that it https://www.sec.or.th/TH/Documents/Auditor/QAQR-07.xlsx securities-ITchecklist.xlsx Timeline การปฏิบัติ
send an email to sawarin@sec.or.th. For paper comments, please send them to: The Intermediaries Policy Department, the Securities and https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8149 SEC
Section 89/15 and Section 89/17, is it allowed to keep important documents in the electronic system only to save paper and storage space? Otherwise, are both the originals and copies https://www.sec.or.th
/15 and Section 89/17, is it allowed to keep important documents in the electronic system only to save paper and storage space? Otherwise, are both the originals and copies https://www.sec.or.th
(including the use of paper-based and electronic forms) to ensure that it https://www.sec.or.th/TH/Documents/Auditor/QAQR-07.xlsx securities-ITchecklist.xlsx Timeline การปฏิบัติตามประกาศ IT กรอบระยะเวลาการ
://www.sec.or.th/TH/Documents/SECWorkingPapersForum/working-paper-forum-25580617-fee.pdf herein exposure in alternative assets such as infrastructure fund/ REITS/ property fund/ commodity/ gold/ oil and so forth
decision-making power within digital asset business operators. The consultation paper is available at https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=1028 and the legal hub at http://law.go.th
inappropriate short selling and long selling transactions. The consultation paper is available at: https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=1018 and the legal hub at https://law.go.th/listeningDetail
parties may be considered as LAS transactions, for which brokers are not permitted to provide services. The consultation paper is available at: https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=1056 and