public and caused the price or trading volumes of the SA shares to deviate from normal market conditions. This case is in the process of inquiry by the inquiry official. SEC Act S.244/3(1) and (2) in
caused the price or trading volumes of the SA shares to deviate from normal market conditions. This case is in the process of inquiry by the inquiry official. SEC Act S.244/3(1) and (2) in conjunction
Offering of Funds Digital Asset Business Secondary Market and Related Entities Enforcement Class Action Prevention of Unfair Securities Trading Practices Discussion Rule Making Process CG Thailand Public
), share listing and trading in a new secondary market, LiVe Exchange.” In this regard, the SEC Board Meeting No. 2/2565 held on 3 February 2022 has passed a resolution approving the rules, regulations and
The strategic plan was announced at the SEC Conference on Driving Capital Market toward Transformation, Growth and Sustainability on 25 February 2020 at The Athenee Hotel Bangkok. The conference
surveillance. As a result, the Thai BDC is expected to increase its role in market surveillance and to develop the electronic trading platform to accommodate the Thai debt instrument marketûs future growth https
from the Bank’s electronic trading system, thus causing damage to clients. Details of the misconduct are as follow: (1) In the case of {A}, she was found to fail to examine the correctness of
determination of cornerstone investor as institutional investor would help to prevent share allocation to investors whose inappropriate trading behaviors may affect public confidence in the capital market