Bangkok, April 25, 2012 ? The SEC is seeking public comment on proposed revision concerning proportion of investment unit holding in mutual fund for general investors (retail fund). The revision is

Bangkok, July 5, 2012 - The SEC strictly supervises investment consultants (marketing officers) of securities companies to prepare and keep complete records of client's securities or derivatives

Bangkok, 20 September 2017 ? The SEC is seeking public comments on the principles and the amended rules governing listed companies? disclosure of good corporate governance compliance via Form 56-1

Bangkok, 17 August 2017 ? The SEC applauded 30 institutional investors and related agencies for announcing to adopt the Investment Governance Code (I Code).In February, the SEC Office teamed up with

Bangkok, June 2, 2011 ? SEC Board Chairman Vijit Supinit today submitted his resignation to be effective on June 3, 2011. According to the news reports on the statement of an executive of Thoresen

Bangkok, March 15, 2011 ? The SEC will propose permission for precious metals business operators to undertake derivatives business limited to brokerage of precious metals derivatives, as part of the

Bangkok, May 31, 2011 - The SEC will revise regulations on taking custody of client?s assets by securities company and derivatives broker in response to upcoming reduction of protected deposit under

Bangkok, January 17, 2011 ? The SEC ordered Bliss-Tel Plc. (BLISS) to arrange a special audit by the auditor who has reviewed the company?s third quarterly financial statements of 2010 on the item of

Bangkok, February 17, 2011 ? The Settlement Committee imposed a total fine of 20,635,579.57 baht on Auttawut Phaichai and Patinya Pittayanupakorn for manipulating the share price of TWZ Corporation

Bangkok, February 17, 2011 -  SEC Deputy Secretary-General Chalee Chantanayingyong shared his thought in the seminar concerning growth of listed company that listed company will not be able to