: “intermediary” means a securities company or a derivatives intermediary; “fund management company” means a securities company licensed to undertake securities business in the category of mutual fund or private
consultation to clients shall comply with the regulations under Chapter 4; (4) submission of evidence to confirm clients’ transactions shall comply with the regulations under Chapter 5; (5) provisions of
ประกอบด้วย 3 Sheet ได้แก่ (1) ข้อมูลบริษัท (2) แบบประเมิน RLA (3) ข้อมูลเสริม ให้ผู้ประกอบธุรกิจเติมข้อมูลในส่วนช่อง (cell) สีเหลืองทั้งหมด และนำส่งสำนักงานผ่านระบบ e-submission โดยไม่เข้ารหัสของไฟล์/ไม่
in order to stimulate the investor to invest in units; “underwriter” means a securities company of which license is allowed to underwrite units; “associated person” means any person having one of the
tokens to the public: The public offering of newly issued digital tokens shall be conducted by the issuer which is a limited company or public limited company only. The issuer shall submit a registration
equivalent to any of the above regardless of the title, and includes any person who has authorization under an agreement, whether fully or partially, to manage; “affiliate” means an affiliated company as
regulations under Chapter 4; (5) submission of evidence to confirm clients’ transactions shall comply with the regulations under Chapter 5; (6) provisions of communications and services related to any capital