financial problems or lack of liquidity and has been approved by the SEC.  (2) Subordinated debt, qualified by the former definition and issued before or on the effective date of the amendments, can be

individuals, and impersonating SEC, SET or listed companies’ executives or celebrities or investment gurus etc. The SEC urges the public to check if the solicitors are approved or licensed by the SEC through

Board also approved in principle the proposed regulations related to ICO advertising. The SEC conducted a public hearing on the principles and draft regulations in February 2024. Most respondents agreed

NCL has approved the early retirement and the compensation payment to Mr. Kitti Phuathavornskul, a major shareholder and senior executive, at the amount of 38.55 million baht to cease the

visit the SEC website: www.sec.or.th/scamalert. For verification of licensed or approved service providers and entities under the SEC supervision, please visit www.sec.or.th/seccheckfirst or install the

Investment Scam Hotline at 1207, press 22, or visit the SEC website at www.sec.or.th/scamalert . Additionally, you can verify service providers and licensed/approved entities under the SEC’s supervision at

At its meeting No.11/2563 on 19 May 2020 chaired by SEC Secretary-General Ruenvadee Suwanmongkol, the CMSB approved in principle of the amendment of rules applicable to funds and trusts which

Dr. Chaiwat Wibulswasdi, Chairman, Capital Market Development Fund, revealed that the CMDF board has approved in principle by  supporting the Thai Capital Market’s digital infrastructure under the

capital-market mechanisms. Crowdfunding is another alternative that helps enterprises to raise fund. Presently, there are three approved funding portals and several entities have expressed interest to

the bond market in 2019, which was approved by the boards of directors of both SEC and SET. The revised regulations are expected to be enforced in the first quarter of 2020, including (1) limiting the