the responsible person of such scheme. “ credit rating ” means the credit rating by a credit rating agency accepted by the SEC Office which estimates the capability to make repayment under instruments

the responsible person of such scheme. “credit rating” means the credit rating by a credit rating agency accepted by the SEC Office which estimates the capability to make repayment under instruments or

”, please specify ____________________________________________________ _______________________________________________________________________ 16) Number of years the CIS Operator has been responsible for the

management company on behalf of the open-end fund. Clause 6. The management company shall be responsible for various expenses incurred from the incorrect unit price, e.g., expenses in placing an announcement

make such payment out of the management company on behalf of the open-end fund. (Translation) 5 Clause 6. The management company shall be responsible for various expenses incurred from the incorrect unit

the management company on behalf of the open-end fund. (Translation) 5 Clause 6. The management company shall be responsible for various expenses incurred from the incorrect unit price, e.g., expenses

is responsible for the management of its proprietary account from the unit which operates the securities borrowing and lending service for customers. In the case where the business operator under the

securities borrowing and lending business, in the case where the business operator has a proprietary account, the business operator shall separate the unit which is responsible for the management of its

responsible for the management of its proprietary account from the unit which operates the securities borrowing and lending service for customers. In the case where the business operator under the first

a clearly statement that the securities company is not allowed to give an advice concerning securities investment to customer. Clause 8. The securities company shall appoint a person responsible for