. The full list of the approved mutual funds and capital market products as well as fund prospectus and reports is available in Thai via this link: https://market.sec.or.th/public/mrap/MRAPDefault.aspx
these exchanges to have their debt securities displayed on LGX platform, in which case translation of prospectus and opinions of legal advisors is required. This may start from listing on SoL whose
: Prospectus for Offering for Sale of Investment Units of Mutual Funds for Retail Investors, Mutual Funds for Non-Retail Investors and Mutual Funds for Institutional Investors (No. ), including Form 123-1 and
November 2019. _________________________ Remarks:Filing Form* is the information disclosure and prospectus form.Form 56* is the annual registration statement and annual report form.
restructured before any merger and acquisition. In the case of investments in shares of public limited companies, the filing of the registration statement and draft prospectus will be exempted. In the case of
a filing and a prospectus and lessen a duty for digital token portals.Given high risks and uncertainties of a project during pre-ICO and private sale, and limited information disclosure to
disclosure, a prospectus, progress reports of a project and use of proceeds. The offering of digital token must be made through ICO portals approved by SEC Board. The role of ICO portal is to perform due
holders. Disclosure of source code, information disclosure forms, drafted prospectus and financial statements are also required to conform with SEC regulations. Each ICO can be placed to ultra-high net
apply in that investment in each bond issuer must not exceed 25% of the fund?s NAV. The funds will be required to clearly disclose investment policy and risk level in the prospectus, allocate investment