making false statements and concealing facts that should have been stated in the registration statement and draft prospectus submitted to the SEC Office, which included falsified financial statements for
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from submitting a registration statement and draft prospectus under the Notification of the Securities and Exchange Commission concerning Exemption from Submitting a Registration Statement for Offer for
. Clause 15 In deliberating the information in a registration statement and a draft prospectus under Part 4, the SEC Office is empowered to order the offeror to take the following actions within a specified
advising the issuer in the preparation of the prospectus การลงลายมือชื่อยินยอมใหเปดเผยชื่อผูจัดเตรียมขอมูลใน หนังสือชี้ชวน (X) I. Document for public inspection เอกสารที่ตองเปดเผยเพ่ือใหผูลงทุนสามารถ
Investment Scheme and Submission of Evidentiary Documentation in Chapter 1; (2) Provisions relating to Draft Prospectus in Chapter 2; (3) Reporting of the Sales of Units of Foreign Collective Investment Scheme
) “prospectus” means a prospectus which is identical to a draft prospectus filed with the SEC Office; (12) “market maker” means a person appointed by a mutual fund management company to perform duty in managing