e-service Online Submission Private Fund >>   Type Title Section See document Status Notified Date Effective Date 1. Ministerial regulations   15/2543    28/08/2000 2. Notification of the Securities

e-service Online Submission Derivatives Fund Manager Business >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission   35

e-service Online Submission Securities Borrowing and Lending >>   Type Title Section See document Status Notified Date Effective Date 1. Ministerial regulations   9/2540 (Synopsis)   26/06/1997 2

e-service Online Submission Securities Borrowing and Lending >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of Capital Market Supervisory Board  TorThor/Nor

e-service Online Submission Marketing >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission   3/2548    17/01/2005 01/03

e-service Online Submission Limited BDU >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission  KorJor. 3/2557 Rules on

e-service Online Submission Business Operation Rules >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission   37/2540

e-service Online Submission Business Operation Rules >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission   3/2548    17

e-service Online Submission Business Operation Rules >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of the Office of the Securities and Exchange Commission

e-service Online Submission Securities Underwriter Business >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission  KorThor