. TorLorThor. 8/2555 re: Regulations for Personnel of Business Operators in the Capital Market dated June 3, 2014 which has been promulgated in replacement of the said two notifications.
Market dated June 3, 2014 which has been promulgated in replacement of the said two notifications.
Supervisory Board No. TorLorThor. 8/2557 re: Regulations for Personnel of Business Operators in the Capital Market dated June 3, 2014 which has been promulgated in replacement of the said two notifications.
client in replacement of {B}. Seeking benefits from the client during the performance of duties, trading securities on behalf of the client and failure to comply with KYC/CDD procedures were in violation
1.5:1, as well as a waiver of the requirement to provide additional replacement assets as collateral if the ratio falls below 1.5:1, from 20 November 2024 to 30 December 2025 (SABUY263A); (6) An
Market dated June 3, 2014 which has been promulgated in replacement of the said two notifications. Besides, as the suspension on approval of investment consultant was the 2nd category of the prohibited
Capital Market dated June 3, 2014 which has been promulgated in replacement of the said two notifications.
has been promulgated in replacement of the said two notifications.
replacement of the said two notifications. Besides, as the suspension on approval of investment consultant was the 2nd category of the prohibited characteristics under Clause 30(5) of the Notification No
replacement of the said two notifications.