providing technical assistance on several initiatives including capacity building, the ASEAN Corporate Governance Scorecard and the IOSCO application process for selected ACMF members. Editor's notes: The
disclosed at www.sec.or.th. _____________________________ Notes:1. Institutional investors include: (1) Asset managers under the SEC's supervision, e.g., asset management companies, private funds and
has achieved high levels of compliance in a number of key areas. The report notes that corporate governance reforms implemented in Thailand have enhanced investor trust and protected investors? rights
has achieved high levels of compliance in a number of key areas. The report notes that corporate governance reforms implemented in Thailand? have enhanced investor trust and protected investors? rights
under the SEA after the criminal complaint has been filed. Notes:* SEC News No. 116/2023 dated 6 July 2023 “SEC files a criminal complaint against 10 offenders with the DSI for falsifying STARK financial
investment units of mutual funds offered to institutional or ultra-high net worth investors, investment units of mutual funds with investment in derivatives, hybrid securities, and structured notes.*** Any
paid by July 19, 2019. In addition, the Companyhas invested in 5 transactions of short-term promissory notes (P/N) with theh majority of 60 days or call on demand which the 2 transactions of P/N has been
having conflicts of interest Type of Conflict of Interest a) Mr. Hsu, Shen-Hsiung Chairman of XYZ-Suzhou b) Mr. Yu, Shih-Tung Director of XYZ-Suzhou 8. Comments of directors on the validity of the
Part 4. Clause 5 In offering structured notes, the Thai government agencies shall comply with the following criteria: (1) for offering of structured notes the issuer of which has callable option, or the
analysis should be read in conjunction with our financial statements and accompanying notes, as well as our selected operating data, included elsewhere in this Offering Circular. Our financial statements