of  foreign banks only is acceptable. In any case, moreover, clear statement on legal issues must be included for investment decision making.?In case that the foreign bank branches offer for sale of

Bangkok, December 24, 2013 - The SEC will not consider an application for approval as capital market personnel in case of {A}, a former securities investment consultant of Thanachart Securities Plc

return, however, the highest return was shown in case of foreign investors while the lowest was the case of retail investors, when measured by investor category. This was caused by the limitation in

director of any issuing and listed company. In any case, filing a criminal complaint commences the criminal justice administration whereby the consideration whether a defendant is guilty will be proceeded by

process. The SEC, therefore, filed the criminal complaint with the ECD Police for further legal proceedings.  In any case, filing a criminal complaint commences the criminal justice administration whereby

3) Orapin Raiwiboon. In connection with the case, the application for approval as investment consultant submitted by {A} has been rejected.  According to a report from Thailand Securities Institute

of Benson Dupont Capital Management.? On the grounds that the accused person?s deposition was beneficial to the case, the Court sentenced Ravi to a two-year imprisonment.? The Court, however, dismissed

revise the rules to allow a person or a group of persons to hold investment units of any retail fund not exceeding one-third of the total units sold.In case of exceeding the unit holding limit as specified

, effective from December 4, 2012.Following an investor complaint against {A}, the SEC probed into the case and found that she had been authorized by her client to make trading decisions on the client's behalf

referral from the Stock Exchange of Thailand, the SEC probed into the case and found that on September 16, 2013, {A} had traded 130.12 million SSI shares by placing a total of 299 trading orders through