; (c) being the manner of inappropriate investment as a professional; (d) bringing about [i] conflicts of interest with the client or [ii] unfairness to the client; (9) having a system for protecting the
shareholders fairly by giving benefits to any group of shareholders, which will create an advantage over other shareholders or give inappropriately more benefits than other shareholders; 2. being unlikely to be
matter which form is, for providing services, whether all or some parts, to clients as permitted by its license and being which one of the following offices: (1) domestic branch office; (2) oversea branch
intermediary. “branch office” means a branch office of an intermediary, no matter which form is, for providing services, whether all or some parts, to clients as permitted by its license and being which one of
intermediary, no matter which form is, for providing services, whether all or some parts, to clients as permitted by its license and being which one of the following offices: (1) domestic branch office; (2
Objectives of practice guidelines for business continuity management The SEC provides this practice guidelines for being a guideline in practice through which covers a critical matter of business continuity
provides this practice guidelines for being a guideline in practice through which covers a critical matter of business continuity management that should be applied by each intermediary and for determining a
per rai from Mrs. Nisachon Shu, who is not being a connected person of the Company according to the Notification of the Capital Market Supervisory Board No. TorJor. 21/2551 (2008) Re: Rules on Connected
essence as follows: Contractual Parties : NPP Food Incorporation Company Limited, as Buyer Kitchen Plus 999 Co., Ltd., as Seller Acquired Assets : (1) 11 branches of Kitchen Plus restaurant, which are being