more transparent and reliable.?The SEC has been a member of IFIAR since September 2010. To be accepted as an IFIAR member, an audit oversight authority must demonstrate its independence from audit

and found that {A} had been authorized by his clients to make securities trading decisions on the client's behalf. He submitted trading orders with high trading volume for a certain period of time. {A

in the Capital Market dated June 3, 2014 which has been promulgated in replacement of the said two notifications.  

Capital Market Supervisory Board No. TorLorThor. 8/2557 re: Regulations for Personnel of Business Operators in the Capital Market dated June 3, 2014 which has been promulgated in replacement of the said two

the period of ten years. Owing to the fact that Nakul?s approval as fund manager was expired and he has not been in the capital market business recently, instead of imposing revocation order, the SEC

Bangkok, February 29, 2012 ? The SEC and the Association of Investment Management Companies (AIMC) have been concerned over the irregular closing price on December 30, 2011 of Gold exchange-trade

that should have been recorded on audio tape were reported on a written trading order form instead. Evidence of trading order execution is critical and very useful, especially in case of disputes among

committed an offense under the lawsuit of the plaintiff, and imposed civil sanctions, as follow: a civil penalty, a compensation at an equal amount to the benefit should have been received from committing the

Limited (NPP) (NPP has been changed to Global Consumer Public Company Limited), (10) Miss Rinnapa Kunawatsatit, (11) Mr. Patinya Dheva-aksorn, (12) Mrs. Kingkarn Smitananda, and (13) Mr. Praphol

) Mrs. Nipa Cholsaipan, (7) Miss Namthip Cholsaipan, (8) Mr. Suraphong Triamchanchai, (9) Nippon Pack (Thailand) Public Company Limited (NPP) (NPP has been changed to Global Consumer Public Company