build digital transformation towards digital exchange, for the ability to efficiently provide services to members, issuers, and investors .”ASCO Director Mr. Pichet Sithi-Amnuai said “transactions of
papers and provide sufficient information for making investment decision; Accessibility: to publish analysis reports on different media platforms including SET's channels and alliances' to allow investors
regarding equity and convertible debenture offering, with a view to provide SMEs and Startups more choices when decide to raise funds in the capital market. In addition, SEC is currently in the process of
intermediaries and personnel in the capital market to adopt standard codes of ethics and provide quality services for clients? best interest,? Mr. Rapee concluded.The Strategic Plan 2018-2020 focuses on
to seek benefits for themselves, which was deemed failure to perform duties or provide services with loyalty pursuant to the Notification of the Capital Market Supervisory Board.*The SEC has revoked
funds, and to provide more information related to the benefits that both employers and employees would obtain from effective investment management, resulting in a sufficient retirement funds for the
provide the five-step wealth advisory service under the scope of their licensed business. Other interested business operators may submit an application for approval to SEC and SEC will consider their
benefits for himself and the others and exploiting client assets, is deemed failure to perform duties or provide services with loyalty, which are considered prohibited characteristics of capital market
offered employee?s choice scheme to provide investment alternatives to their members, or a rise of 89.7% over year-end 2010. This is a part of the SEC?s policy to support companies and organizations in
has net loss. In addition, the agreement should prescribe key indicator on AM performance, i.e., a minimum amount of increasing sales or decreasing cost, to provide a clearer picture for decision making