or executive of any securities issuing company or listed company* for two years.      ________________________________ * Pursuant to the Notification of the Securities and Exchange Commission No

, and to bar him from serving as a director and executive of securities issuing companies and listed companies for 10 years. In addition,  SEC has reported the case  to  AMLO as this

include:   - disclosure of additional information to cover individual remunerations for executives of the highest rank, e.g., chief executive officer and managing director;    - extending the periods for

order, the two offenders have become persons possessing untrustworthy characteristics and subsequently banned from the position of director or executive at any securities issuing company or listed company

คงสกุล รองเลขาธิการ ก.ล.ต.Mr. Eugene Wong, Chief Executive Officer, Sustainable Finance Institute Asia (SFIA)Mr. Kosintr Puongsophol, Senior Financial Sector Specialist, ADBบุคคลในภาพ: นายธวัชชัย พิทย

become effective since 15 December 2022. Pursuant to ISQM 1 and ISQM 2, audit firms are required to have a quality management system which gives more oversight responsibilities to executive auditors, while

allocated assets prior to others. These customers must not be individuals with a relationship to the derivatives broker in such manners as director, executive, major shareholder and controlling person of

(executive summary หรือ fact sheet) เพื่อใช้ประกอบการตัดสินใจลงทุน?หลักเกณฑ์การห้ามจัดสรรหลักทรัพย์แก่กลุ่มบุคคลที่เกี่ยวข้องกับบริษัทที่ออกหลักทรัพย์ใช้บังคับมาระยะหนึ่งแล้ว ก.ล.ต. จึงแก้ไขเกณฑ์ดังกล่าวเพื่อ

complaint previously filed with DSI on April 23, 2012 against Amnat Tangurimarn, GEN?s Chairman of Executive Board and Director, Shine Bunnag, and former GEN employee Kittichai Khiewkham on account of

shareholders are BROOK connected persons, namely (1) Mr. Robert William McMillen, executive committee and authorized director of BROOK and MAC and (2) Rawlyn Investments Limited, one of BROOK?s major