selling within settlement period specified by the clearing house or within performance period specified by counterparty, a securities company shall provide an operating system to support such having
according to short selling within settlement period specified by the clearing house or within performance period specified by counterparty, a securities company shall provide an operating system to support
delivery; Clause 7 In order to have sufficient ETF unit or underlying share of ETF for delivering according to short selling within settlement period specified by the clearing house or within performance
process organized by the SEC Office in accordance with the rules and procedures prescribed by the SEC Office when requested by the client for the settlement of civil dispute incidental to or resulting from
securities or derivatives for its investment; (c) not bearing responsibility for the clearing and settlement for securities and derivatives. Where the securities company which also operates as the derivatives
) not bearing responsibility for the clearing and settlement for securities and derivatives. Where the securities company which also operates as the derivatives broker under Paragraph 1(2) ceases to
กลต.ธ.(ว) 1896/2549 เรื่อง การซักซ้อมแนวทางการปฏิบัติงานเกี่ยวกับวิธีติดต่อกับผู้ลงทุนและการบริหารความเสี่ยงด้าน settlement risk 30/08/2549 30/08/2549 หนังสือเวียน ที่ กลต.ธ.(ว) 34/2547 เรื่อง การกำหนด