Establishment of Mutual Funds and Execution of Agreements for Private Fund Management (No. 15)

The Approval of Personnel in the Capital Market Business

Appointment of Agents for Selling Investment Units or Receiving Requisition of Investment Unit Redemption and Marketing Representatives of Private Funds

Determination of Fees for Filing of Registration Statement, Registration and Other Applications (No. 36)

Registration of Derivatives Business Operator In the Category of Derivatives Advisor

Re: Guidelines for the Book Building and the Determination of Offering Price to Public and Individual (No. 2)

Securities Company Granted an Exemption from Application for Approval of Person to be Major Shareholder

Re: Prescribing Factors in Considering the Seriousness of Behavior as Prohibited Characteristics of Persons who are or will be Major Shareholders of the Securities Companies.

Re: Guidelines for the Book Building and the Determination of Offering Price to Public and Individual

Form of draft prospectus