/2561 Re: Preparation of Report on Changes in the Securities and Derivatives Holding of Directors, Executives, Auditors, Plan Preparers and Plan Administrators carefully to ensure complete and accurate
supplementary documents are true and complete and do not contain any false statement or omit any fact that should have been expressly disclosed in material respects; (b) I hereby acknowledge and give my
Notification of the SEC Office. Clause 12 Upon receipt of the accurate and complete application together with supporting evidentiary documentation according to the Manual for the Public, the SEC Office shall
Representation and Warranty (a) I have given the company my personal information as stated above and hereby represent and warrant that all information and supplementary documents are true and complete and do not
] Trustee’s Duties ______________ Clause 11 4 The readiness and ability to perform duties efficiently and independently as trustee of a REIT shall be considered scrupulously and confidently before acceptance as
operational audit; (2) Arrange to have personnel perform duty as investment manager or to solicit investors, with prepared investment plans, to enter into a contract with derivatives fund manager. Any person
UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Nor. 87/2558 Re: Rules, Conditions, and Procedures for Management of Retail Funds, Mutual Funds for Accredited Investors, Mutual Funds for Institutional Funds, and Private Funds ______________________ By virtue of Clause 6, Clause 8, and Clause 9 of the Notification...