Clause 37 To enable operational continuity of intermediary in accordance with Clause 12(3) of the Notification on Standard Conduct of Business in case of providing service for acceptance of trading orders
been affected in accordance with the economies of major trading partners and the declining global trade volumes. This has begun to have further effects across all sectors, especially to domestic demand
companies If the Company has subsidiaries or associated companies, the following information shall be disclosed: (1) Policy on operational organization within the group of companies; (2) Shareholding diagram
structure of the group of companies If the Company has subsidiaries or associated companies, the following information shall be disclosed: (1) Policy on operational organization within the group of companies
services related to any capital market product having high-risk or complex characteristics shall comply with the regulations under Chapter 6; (6) receiving trading orders of capital market products having
17 April 2024 to get updates on the situation and operational directions of the Fund, inquire about relevant information and closely monitor the Fund’s financial liquidity. This is because it could
objectives of ensuring accurate and adequate information for effective and timely monitoring and supervision of operational risk of DA operators, and enhancing trust and confidence of stakeholders. Most
therefore reviewed the regulations regarding the operational guidelines for AMCs in case of incorrect pricing. This is to provide AMCs with greater flexibility in fund management, while ensuring that
สภาพการเปลี่ยนแปลงดังกล่าว จึงปรับปรุงเกณฑ์ใหม่โดยกำหนดให้ขนาดของเงินกองทุนแปรผันตามความเสี่ยงของธุรกิจ โดยเฉพาะอย่างยิ่งความเสี่ยงด้านปฏิบัติการ (operational risk) ซึ่งจะแปรผันตามขนาดและปริมาณการประกอบ